中国物理B ›› 2017, Vol. 26 ›› Issue (3): 37302-037302.doi: 10.1088/1674-1056/26/3/037302

• CONDENSED MATTER: ELECTRONIC STRUCTURE, ELECTRICAL, MAGNETIC, AND OPTICAL PROPERTIES • 上一篇    下一篇

Band structure of silicon and germanium thin films based on first principles

Xue-Ke Wu(吴学科), Wei-Qi Huang(黄伟其), Zhong-Mei Huang(黄忠梅), Chao-Jian Qin(秦朝建), Tai-Ge Dong(董泰阁), Gang Wang(王刚), Yan-Lin Tang(唐延林)   

  1. 1 College of Big Data and Information Engineering, Guizhou University, Guiyang 550025, China;
    2 Institute of Nanophotonic Physics, Guizhou University, Guiyang 550025, China;
    3 State Key Laboratory of Surface Physics, Key Laboratory of Micro and Nano Photonic Structures(Ministry of Education), and Department of Physics, Fudan University, Shanghai 200433, China;
    4 State Key Laboratory of Ore Deposit Geochemistry, Institute of Geochemistry, Chinese Academy of Sciences, Guiyang 550003, China
  • 收稿日期:2016-09-19 修回日期:2016-11-30 出版日期:2017-03-05 发布日期:2017-03-05
  • 通讯作者: Wei-Qi Huang, Yan-Lin Tang E-mail:wqhang@gzu.edu.cn;tylgzu@163.com
  • 基金资助:
    Project supported by the National Natural Science Foundation of China (Grant Nos. 11264007 and 61465003).

Band structure of silicon and germanium thin films based on first principles

Xue-Ke Wu(吴学科)1,2, Wei-Qi Huang(黄伟其)2, Zhong-Mei Huang(黄忠梅)3, Chao-Jian Qin(秦朝建)4, Tai-Ge Dong(董泰阁)2, Gang Wang(王刚)2, Yan-Lin Tang(唐延林)2   

  1. 1 College of Big Data and Information Engineering, Guizhou University, Guiyang 550025, China;
    2 Institute of Nanophotonic Physics, Guizhou University, Guiyang 550025, China;
    3 State Key Laboratory of Surface Physics, Key Laboratory of Micro and Nano Photonic Structures(Ministry of Education), and Department of Physics, Fudan University, Shanghai 200433, China;
    4 State Key Laboratory of Ore Deposit Geochemistry, Institute of Geochemistry, Chinese Academy of Sciences, Guiyang 550003, China
  • Received:2016-09-19 Revised:2016-11-30 Online:2017-03-05 Published:2017-03-05
  • Contact: Wei-Qi Huang, Yan-Lin Tang E-mail:wqhang@gzu.edu.cn;tylgzu@163.com
  • Supported by:
    Project supported by the National Natural Science Foundation of China (Grant Nos. 11264007 and 61465003).

摘要: In nanomaterials, optical anisotropies reveal a fundamental relationship between structural and optical properties, in which directional optical properties can be exploited to enhance the performance of optoelectronic devices. First principles calculation based on density functional theory (DFT) with the generalized gradient approximation (GGA) are carried out to investigate the energy band gap structure on silicon (Si) and germanium (Ge) nanofilms. Simulation results show that the band gaps in Si (100) and Ge (111) nanofilms become the direct-gap structure in the thickness range less than 7.64 nm and 7.25 nm respectively, but the band gaps of Si (111) and Ge (110) nanofilms still keep in an indirect-gap structure and are independent on film thickness, and the band gaps of Si (110) and Ge (100) nanofilms could be transferred into the direct-gap structure in nanofilms with smaller thickness. It is amazing that the band gaps of Si(1-x)/2GexSi(1-x)/2 sandwich structure become the direct-gap structure in a certain area whether (111) or (100) surface. The band structure change of Si and Ge thin films in three orientations is not the same and the physical mechanism is very interesting, where the changes of the band gaps on the Si and Ge nanofilms follow the quantum confinement effects.

关键词: direct band gap, first principles calculation, quantum confinement effect, nanofilms

Abstract: In nanomaterials, optical anisotropies reveal a fundamental relationship between structural and optical properties, in which directional optical properties can be exploited to enhance the performance of optoelectronic devices. First principles calculation based on density functional theory (DFT) with the generalized gradient approximation (GGA) are carried out to investigate the energy band gap structure on silicon (Si) and germanium (Ge) nanofilms. Simulation results show that the band gaps in Si (100) and Ge (111) nanofilms become the direct-gap structure in the thickness range less than 7.64 nm and 7.25 nm respectively, but the band gaps of Si (111) and Ge (110) nanofilms still keep in an indirect-gap structure and are independent on film thickness, and the band gaps of Si (110) and Ge (100) nanofilms could be transferred into the direct-gap structure in nanofilms with smaller thickness. It is amazing that the band gaps of Si(1-x)/2GexSi(1-x)/2 sandwich structure become the direct-gap structure in a certain area whether (111) or (100) surface. The band structure change of Si and Ge thin films in three orientations is not the same and the physical mechanism is very interesting, where the changes of the band gaps on the Si and Ge nanofilms follow the quantum confinement effects.

Key words: direct band gap, first principles calculation, quantum confinement effect, nanofilms

中图分类号:  (Surface states, band structure, electron density of states)

  • 73.20.At
78.66.Db (Elemental semiconductors and insulators)