Accurate calculations of the high-pressure elastic constants based on the first-principles
Wang Chen-Ju†a), Gu Jian-Bing, Kuang Xiao-Yu, Yang Xiang-Dong
Institute of Atomic and Molecular Physics, Sichuan University, Chengdu 610065, China
College of Physical Science and Technology, Sichuan University, Chengdu 610064, China
International Centre for Materials Physics, Chinese Academy of Sciences, Shenyang 110016, China

Corresponding author. E-mail: scu kxy@163.com

*Project supported by the National Natural Science Foundation of China (Grant No. 11274235), the Young Scientist Fund of the National Natural Science Foundation of China (Grant No. 11104190), and the Doctoral Education Fund of Education Ministry of China (Grant Nos. 20100181110086 and 20110181120112).

Abstract

The energy term corresponding to the first order of the strain in Taylor series expansion of the energy with respect to strain is always ignored when high-pressure elastic constants are calculated. Whether the modus operandi would affect the results of the high-pressure elastic constants is still unsolved. To clarify this query, we calculate the high-pressure elastic constants of tantalum and rhenium when the energy term mentioned above is considered and neglected, respectively. Results show that the neglect of the energy term corresponding to the first order of the strain indeed would influence the veracity of the high-pressure elastic constants, and this influence becomes larger with pressure increasing. Therefore, the energy term corresponding to the first-order of the strain should be considered when the high-pressure elastic constants are calculated.

PACS: 62.20.D–; 71.15.Mb; 71.15.Nc
Keyword: accurate calculation; elastic constants; high-pressure; first-principles
1. Introduction

Accurate calculations of the high-pressure elastic constants based on the first-principles are crucial to predicting the high-pressure behaviors of the elastic properties and providing fundamental understanding of the properties of interatomic forces, mechanical stabilities, [1] and phase transition mechanisms of materials under high pressures.[2, 3]

Among the existing first-principle approaches[435] to calculating the high-pressure elastic constants, total energy approach[412, 1822] is the most frequently used method. The kernel of this method is to expand the energy of the deformed system into Taylor series with respect to the strain[36] as shown below

where X is the reference state corresponding to the equilibrium state at a certain pressure, V denotes the volume of the system in X state, U and F are the internal energy and Helmholtz free energy respectively, S and T refer to the adiabatic and isothermal processes respectively. Subscript η ij represents the element of the strain tensor, Tij (X) is the component of the stress tensor exerted on X state,

and

are the second-order elastic constants. Since the stress acting on the reference state X is nonzero, the energy term corresponding to the first order of the strain is also nonzero. As a consequence, should be taken into account when the elastic constants of state X are calculated. However, this term was not considered in most calculations[8, 19, 22, 37] of the high-pressure elastic constants. Whether such a modus operandi would influence the results of the high-pressure elastic constants has remained unresolved so far.

To clarify this puzzling issue, we take the cubic tantalum (Ta) and hexagonal rhenium (Re), for example, and calculate their high-pressure elastic constants when the term of is considered and neglected respectively. The reasons for choosing the body-centered-cubic (bcc) Ta and hexagonal-close-packed (hcp) Re are as follows. One is that the two materials belong to different crystal systems, which could make the investigation in this paper have more stringency. And the other is that many previous studies[3849] have shown that Ta and Re have relatively high stability at 0 K, and can maintain their stable phases (bcc for Ta and hcp for Re) when the pressure increases to 500 GPa, which is conducive to calculating the high-pressure elastic constants and illuminating the confusing issue mentioned above. The rest of this paper is organized as follows. In Section 2, we present the computational method of the high-pressure elastic constants in detail. Results and discussion are given in Section 3. And the conclusions of the present study are drawn in Section 4.

2. Computational details
2.1. Density functional theory calculations

Structural optimizations and total energy calculations at 0 K are performed by using the Vienna ab initio simulation package (VASP).[50, 51] The Perdew– Burke– Ernzerhof (PBE) version[52] of the general gradient approximation (GGA) is used for the electron exchange– correlation functional. Electrons of 5p66s25d3 for Ta and 5p66s25d5 for Re are treated as valence configurations. The interaction between the valence electrons and the remaining core electrons is described by the frozen core projector-augmented wave (PAW) method.[53] Energy convergence (1 mRy per atom) tests are performed to determine the cutoff energy and the number of k-points in whole pressure range for both metals, and the reasonable cutoff energy (400 eV for Ta and 450 eV for Re) and rational k-points (18 × 18 × 18 for Ta and 14 × 14 × 10 for Re) are ascertained. Afterwards, the total energy of undeformed unit cell is calculated in a volume range of 0.45 V0expt– 1.1 V0expt, where V0expt is the experimental equilibrium volume at zero pressure. Then the equation of states at 0 K for both metals are determined according to the fourth-order Brich– Murnaghan equation .[54] From the relation of P = − (∂ E/∂ V)T = 0, the PV data are obtained directly, which is the basis of the elastic constants calculations at different pressures.

2.2. Elastic constants calculations
2.2.1. Cubic Ta

To determine the three elastic constants of cubic Ta, the following formula is first used:

and its detailed derivations are given in Appendix A.

For calculating C11 and C12, we adopt the volume conserving deformation gradient matrix, i.e.,

which is obtained from the shear deformation of the (110) plane in the direction. In Eq. (3), δ is the strain magnitude. In practice, it is set from − 0.006 to 0.006 in steps of 0.001. Then the corresponding energy forms can be expressed as

and

where E(0) represents the energy of the undeformed unit cell, V denotes the corresponding volume, Cij and ij represents the elastic constants obtained respectively when the term is considered and ignored, P refers to the pressure exerted on the reference state, which comes from the term. Then C11 and C12 can be calculated with the help of formula (2) and the coefficient of the quadratic term obtained by the polynomial fitting of formula (4). Similarly, 11 and 12 can be obtained with the aid of the formulas (2) and (4).

In addition, the volume conserving deformation gradient matrix (5), which represents the deformation of the (100) plane shear in the [010] direction, is used to calculate the C44 (44).

The corresponding energy expressions are

and

2.2.2. Hexagonal Re

With the aid of formulas (4) and (6), we can obtain C11C12(1112) and C44 (44) of Re in the same way as that in the case of Ta. To calculate C11 (11), C12 (12), C13 (13), and C33 (33) respectively, we first employ the following expression:

where

Detailed derivations of the formula (7) are presented in Appendix A. In addition, the volume dependence of the equilibrium c/a rate is related to the difference in linear compressibility between along the a and along the c axes, which is described by the dimensionless quantity R

where

The detailed deductions of Eq. (10) are shown in Appendix B. It should be pointed out that formulas (8), (9), and (11) can also be expressed by ij in the same way.

To calculate the CS appearing in formulas (7) and (10), the volume-conserving deformation matrix (12) is used, i.e.,

The corresponding expressions of the energy are

and

Then we can respectively obtain the C11 (11), C12 (12), C13 (13), and C33 (33) by solving Eqs. (4), (7), (10), and (13).

3. Results and discussion
3.1. Equilibrium structure

To verify the accuracy of the present calculations, we list the calculated lattice parameters, the values of equilibrium volume V0, bulk modulus B0, and their pressure derivative in Table 1, and compare them with the available experimental results.[5560]

Table 1. Calculated values of equilibrium lattice parameter (in unit Å ), atomic volume V0 (in unit Å 3), bulk modulus B0 (in unit GPa), and their pressure derivative , together with the experimental results.[5560] GGA– PBE denotes the generalized gradient approximation-Perdew Burke Ernzerhof, XRD the x-ray diffraction, DAC the diamond anvil cell.

From Table 1, we can clearly see that the calculated lattice parameters of Ta and Re are in fair agreement (within 0.5%) with the experimental data.[4550] And the equilibrium volumes, bulk modulus B0 and their pressure derivatives for both Ta and Re are also shown to be in excellent agreement with the existing experimental results.[5560] The good agreement indicates that the choices of PAW pseudopotential and GGA– PBE approximation are reasonable for the current study and the calculations are reliable.

3.2. Elastic constants

Having seen that the calculations of the present work are reliable, we now turn to the results of the high-pressure elastic constants.

The relationships between the pressure and elastic constants, obtained respectively when the energy term is considered and ignored, are displayed in Fig. 1. From the comparison shown in Fig. 1, we can clearly see that though Cij and ij have the same upward tendency with pressure increasing, the values of elastic constant Cij are not equal to the values of ij at nonzero pressures and the difference between them grows larger with the increase of pressure. In what follows, we take the calculated results of Ta for example. As the pressure increases, the values of 11 and 12 without the correction of the term respectively have errors about 12% ∼ 16% and 26% ∼ 43% in comparison with the corresponding true data C11 and C12. Moreover, the deviation of 44 is high up to 53%∼ 71% with pressure increasing. This indicates that the energy term indeed will affect the accuracy of the high-pressure elastic constant. Furthermore, this influence will become larger as pressure increases, especially when the value of the pressure is comparable to that of the elastic constant. Therefore, the energy term should be included in expression (1) when the high-pressure elastic constant is calculated. Otherwise, the calculated results can neither explain the corresponding experimental phenomenon exactly, nor predict the high-pressure elastic property behavior accurately.

Fig. 1. Pressure dependences of the elastic constants of Ta and Re. Solid symbols represent the elastic constants of Cij obtained when the energy term is considered, and the empty symbols denote the elastic constants of ij obtained when the energy term is ignored.
4. Conclusion

Through the calculations of the high-pressure elastic constants of the cubic Ta and hexagonal Re when the energy term corresponding to the first-order of the strain is considered and ignored respectively, we find the energy term corresponding to the first-order of the strain indeed will affect the calculated results of the high-pressure elastic constants and such an influence grows larger with pressure increasing. Therefore, the energy term corresponding to the first-order of the strain in the Taylor series expansion of the total energy with respect to the strain should not be ignored when the high-pressure elastic constants are calculated.

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