Spoof surface plasmon-based bandpass filter with extremely wide upper stopband
Liu Xiaoyong1, 2, Zhu Lei2, †, , Feng Yijun1, ‡,
Department of Electronic Engineering, School of Electronic Science and Engineering, Nanjing University, Nanjing 210093, China
Department of Electrical and Computer Engineering, Faculty of Science and Technology, University of Macau, Macau SAR, China

 

† Corresponding author. E-mail: LeiZhu@umac.mo

‡ Corresponding author. E-mail: yjfeng@nju.edu.cn

Project supported by the Key Grant Project of Ministry of Education of China (Grant No. 313029), the FDCT Research Grant from Macao Science and Technology Development Fund, China (Grant No. 051/2014/A1), and the Multi-Year Research Grant from University of Macau, Macau SAR, China (Grant No. MYRG2014-00079-FST).

Abstract
Abstract

We investigate the guiding modes of spoof surface plasmon polaritons (SPPs) on a symmetric ultra-thin plasmonic structure. From the analysis, we deduce the operating frequency region of the single-mode propagation. Based on this property, a spoof SPPs lowpass filter is then constituted in the microwave frequency. By introducing a transmission zero at the lower frequency band using a pair of stepped-impedance stubs, a wide passband filter is further realized. The proposed filter is fed by a transducer composed of a microstrip line with a flaring ground. The simulated results show that the presented filter has an extremely wide upper stopband in addition to excellent passband filtering characteristics such as low loss, wide band, and high square ratio. A prototype passband filter is also fabricated to validate the predicted performances. The proposed spoof-SPPs filter is believed to be very promising for other surface waveguide components in microwave and terahertz bands.

1. Introduction

Surface plasmon polaritons (SPPs) are the surface electromagnetic (EM) waves propagating along a dielectric–metal interface at the optical frequencies.[1] Owing to the unique properties of guiding and localizing electromagnetic (EM) waves into sub-wavelength scales, the SPPs have attracted increasing attention in the past decade.[2,3] The intrinsic properties associated with the SPPs have enabled potential applications of designing highly integrated circuits and devices in the areas of optoelectronics, material science, and biosensing. There is also increased interest to extend the unique properties of the SPPs to lower frequencies for the exploration of various integrated circuits and devices in the terahertz (THz) and microwave regimes. However, as a metal resembles a perfect electric conductor (PEC) in these low frequency regimes, the SPPs cannot be supported on smooth metal surfaces.

Recently, plenty of works have demonstrated that the highly confined surface EM waves, named spoof SPPs or designer SPPs, could be supported by plasmonic metamaterials, which usually consist of a textured metal surface with sub-wavelength scaled grooves or dimples.[412] The surface plasmon frequency and the SPP-like dispersion property of the spoof SPPs could be scaled down to the THz or microwave region by using these plasmonic metamaterials. However, all these plasmonic metamaterials with non-planar geometry primarily rely on a three-dimensional (3D) structure of the sub-wavelength scaled geometry on metal surfaces, making them inconvenient to be fabricated and integrated with other existing THz or microwave circuitries. More recently, an ultra-thin plasmonic metamaterial has been proposed to support spoof SPPs.[1316] Due to its flexible and planar property, such ultra-thin plasmonic metamaterial paves a way for developing versatile surface wave integrated devices or circuits at lower bands, especially at the THz region.

Spoof SPPs based devices, such as ultra-thin surface plasmonic bandpass filters, were also reported,[1719] which show excellent filtering characteristics such as low loss, wide band, and high square ratio. However, the upper stopband of the reported ultra-wideband filter is very narrow,[17] which is also exhibited in other ultra-wideband microstrip line filter designs.[20] Thereafter, more effort is still needed to design a bandpass filter with an extremely wide upper stopband that is highly demanded in practical applications for effective suppression of the undesired noise signal.

In this paper, by detailed study of the condition or operating frequency region of the single mode propagation of spoof SPPs on a symmetric ultra-thin plasmonic structure, we propose a spoof SPPs based wide passband filter with an extremely wide upper stopband. It is designed by combining the cut-off of the spoof SPPs with a transmission zero created through a pair of shunt stepped-impedance stubs at the lower frequency band. A flaring ground is also employed in the connecting microstrip line to feed the proposed filter. Both simulation and measurement results on S-parameters have demonstrated the emergence of an extremely wide upper stopband above the desired wide passband.

2. Design and analysis

The symmetric spoof SPPs structure is composed of a thin metal strip on the top of a dielectric substrate with a thickness of 0.813 mm, relative dielectric constant of 3.55, and loss tangent of 0.003. Herein, the two sides of the metallic strip are symmetrically corrugated by a one-dimensional array of grooves with depth h, width a, lattices constant d, and central line width w, as schematically illustrated in Fig. 1. It has been previously confirmed that the symmetric spoof SPPs structure can support both even and odd propagating modes.[15] In this work, we will utilize the propagation properties of even modes in the symmetric spoof SPPs structure. In our analysis, the eigen-mode solver of the commercial full-wave software, CST microwave studio, is used to numerically calculate the dispersion relation of the symmetric spoof SPPs structure. Different groove depths h are chosen, while the other parameters d, a, and w are set as 7 mm, 6 mm, and 0.3 mm, respectively. The obtained dispersion curves are plotted in Fig. 2(a). We can see that the higher order modes manifest themself within a certain frequency band when h > d. This is similar to that of the single side spoof SPPs structure.[21] The dispersion curve of the single side spoof SPPs structure can be calculated by the formula

where εeff and k0 are the effective permittivity caused by the substrate and the wave vector in a vacuum, respectively. If there presents a higher order mode spoof SPP, its band begins at the intersection of its dispersion curve with the light line, which can be determined by From Eq. (1), we can obtain the wave number corresponding to the intersection as

where N is a positive integer denoting the order of the mode. The frequency band for the higher mode exists between the intersection of the dispersion curve with the light line and the asymptotic frequency at the edge of the first Brillouin zone, that is, /hβπ/d. Therefore, the condition for the appearance of the N-th order mode becomes h > Nd. We also simulate the corresponding transmission spectra (note that the structure is not optimized so that the impedance is not matched), as shown in Fig. 2(b). The results indicate that the passbands in the transmission spectra agree with those in the dispersion curves. The case of a single passband appears in the transmission spectrum when h < d. According to this property, a low-pass filter could be constituted to achieve good transmission over the single-mode operating frequency band.

Fig. 1. Geometry of an ultra-thin symmetric spoof SPPs waveguide on a dielectric substrate.
Fig. 2. (a) Dispersion relation of spoof SPPs for different groove depths h. The parameters d, a, and w are set as 7.0 mm, 6.0 mm, and 0.3 mm, respectively. (b) The corresponding transmission spectra.

In order to achieve an efficient single-mode transmission, we adopt the microstrip line with a flaring ground as a bridge or transition from the SMA connectors to the spoof SPPs waveguide, as shown in Fig. 3(a). The function of this flaring ground is mainly to convert the microstrip-line mode to the coplanar-waveguide mode and then to the desired spoof SPPs mode.[15,16] The parameters h, d, a, and w are set as 4.5 mm, 7 mm, 6 mm, and 0.3 mm, respectively. The simulated results are shown by the red solid line in Fig. 3(d). We can see that an efficient transmission band is achieved. The reflection S11 is lower than −10 dB and the transmission S21 is higher than −1.2 dB in a wide frequency region from 2.7 GHz to 6.7 GHz. The transmission spectrum of spoof SPPs corresponds to that of a low pass filter with an extremely wide upper stopband. Furthermore, the cut off frequency may be easily adjusted by the groove depth. The cut off frequency is increased to 8.39 GHz when choosing a smaller h = 3.5 mm, as shown in Fig. 3(d). Meanwhile, the cut off frequency agrees with the asymptotic frequency of the corresponding dispersion curve in Fig. 3(c).

Fig. 3. (a) Schematic diagram of the symmetric spoof SPPs structure with input and output microstrip line sections. (b) Schematic diagram of a shunt stepped-impedance resonator. (c) Calculated dispersion curve. (d) Simulated results of a spoof-SPPs based lowpass filter and the bandpass filter with stepped-impedance resonators added.

Based on the previous transmission spectrum of the spoof SPPs, a wide bandpass filter with an extremely wide upper stopband can be further obtained by introducing a transmission zero at the low frequency band. In our study, a shunt stepped-impedance resonator is installed in the section of the microstrip line to acquire the transmission zero,[22] which consists of two impedance sections as z1 and z2 with lengths L1 and L2, respectively, as shown in Fig. 3(b). The resonant frequency can be calculated by the formula

The parameters h, d, a, w, L1, w1, L2, and w2 are set as 4.5 mm, 7 mm, 6 mm, 0.3 mm, 6.2 mm, 0.3 mm, 4.9 mm, and 4.5 mm, respectively. The simulated S21 parameter is shown by the blue dashed line in Fig. 3(d). We can see that a transmission zero appears at the low frequency band, and the other section of the transmission spectrum can be almost kept unchanged. It indicates that the desired bandpass filter can be acquired by introducing the shunt stepped-impedance resonators.

3. Experimental results

According to the previous analysis, we propose a bandpass filter structure as shown in Fig. 4(a). Considering the symmetry of the circuit, two pairs of stepped-impedance stubs are connected in shunt with two microstrip line transducers, respectively. These stubs are properly bent so as to miniaturize the entire filter circuit. The parameters h, d, a, w, L1, w1, L2, and w2 are set as 4.5 mm, 7 mm, 6 mm, 0.3 mm, 6.2 mm, 0.3 mm, 4.9 mm, and 4.5 mm, respectively. The first two resonant frequencies of the stepped-impedance resonators are calculated by Eq. (3) to be about 2.32 GHz and 13.89 GHz. The asymptotic frequency for the spoof SPPs structure is about 7.36 GHz. Therefore, the passband of the designed filter covers a range from 2.32 GHz to 7.36 GHz. The S parameters of the filter are first calculated and displayed in Fig. 4(d). The transmission zero is located at about 2.28 GHz in the low frequency band. The upper cut-off frequency is about 7.29 GHz with the transmission coefficient (S21) of −10 dB. These frequencies are roughly coincident with the analytical ones. The result demonstrates excellent filtering characteristics, such as high out of band attenuation and high square ratio. The −3 dB bandwidth is about 3.9 GHz, covering a range from 3.24 GHz to 7.14 GHz. The upper stopband is extremely wide from 7.5 GHz to 22 GHz, which is fully determined by the forbidden region of the dispersion curve as shown in Fig. 3(c).

Fig. 4. (a) Schematic diagram of the proposed bandpass filter structure. The front (b) and the back (c) side photographs of the fabricated prototype filter. (d) The simulated and measured S parameters of the filter.

Next, we fabricate a prototype sample and conduct microwave experiments to test the designed bandpass filter. A sample of the proposed filter is fabricated on a commercial print circuit board (PCB) dielectric substrate (Rogers 4003C, 0.813 mm), as shown in Figs. 4(b) and 4(c). The measured results are displayed as dashed lines in Fig. 4(d), which agree with the simulated ones, therefore verifying our previous analysis and the proposed design principle.

To get an insight into the filtering characteristics, the simulated y component of the electric field is plotted in Fig. 5 at several specific frequencies. We can find out that, owing to the introduction of the stepped-impedance resonators, the EM wave cannot be transmitted at around 2.28 GHz (resonant frequency), as illustrated in Fig. 5(a). The EM wave is also blocked at 9 GHz because the frequency is located in the band in which the wave cannot be supported by the spoof SPPs structure, as shown in Fig. 5(c). However, the wave can be well transmitted with little loss through the structure within the passband, for example at 5 GHz, as displayed in Fig. 5(b). We would like to remark that the frequency of either the lower or the upper end of the passband can be easily changed by altering the geometric parameters of the stepped-impedance resonator or the spoof SPPs structure.

Fig. 5. The simulated electric field Ey distributions on the surface of the filter at the frequencies of (a) 2.28 GHz, (b) 5 GHz, and (c) 9 GHz, respectively.
4. Conclusion

We have extensively analyzed the guiding modes on a symmetric spoof SPPs structure. It shows that the mode number is mainly determined by the ratio between the groove depth and the lattice constant. Single-mode propagation may be supported by choosing a suitable ratio of these two parameters. Based on this property, a wide passband filter with a wide upper stopband has been designed at the microwave frequency range by introducing a transmission zero at the lower frequency band. To verify the predicted performance, we fabricated a prototype filter. The measured results of the filter validate the emergence of an extremely wide upper stopband above the desired passband. We believe that the proposed spoof SPPs filter is very promising for the exploration of other surface waveguide components or systems in both the microwave and terahertz bands.

Reference
1Maier S A2007Plasmonics: Fundamentals and ApplicationsNewYorkSpringer
2Barnes W LDereux AEbbesen T W 2003 Nature 424 824
3Ozbay E 2006 Science 311 189
4Pendry J BMartín-Moreno LGarcia-Vidal F J 2004 Science 305 847
5Garcia-Vidal F JMartin-Moreno LPendry J B 2005 J. Opt. A Pure Appl. Opt. 7 S97
6Hibbins A PEvans B RSambles J R 2005 Science 308 670
7García de Abajo F JSáenz J 2005 Phys. Rev. Lett. 95 233901
8Fernández-Domínguez AMoreno EMartin-Moreno LGarcia-Vidal J F 2009 Phys. Rev. B 79 233104
9Martin-Cano DNesterov M LFernandez-Dominguez A IGarcia-Vidal F JMartin-Moreno LMoreno E 2010 Opt. Express 18 754
10Zhou Y JCui T J 2011 Appl. Phys. Lett. 99 101906
11Zhou Y JCui T J 2011 Appl. Phys. Lett. 98 221901
12Ding LLiu J SWang K J 2010 Chin. Phys. B 19 0127302
13Shen XCui T JMartin-Cano DGarcia-Vidal F J 2013 Proc. Natl. Acad. Sci. USA 110 40
14Gao XShi J HShen X PMa H FJiang W XLi L MCui T J 2013 Appl. Phys. Lett. 102 151912
15Liu X YFeng Y JChen KZhu BZhao J MJiang T 2014 Opt. Express 22 20107
16Ma H FShen X PCheng QJiang W XCui T J 2014 Laser Photon. Rev. 8 146
17Gao XZhou LLiao ZMa H FCui T J 2014 Appl. Phys. Lett. 104 191603
18Yin J YRen JZhang H CPan B CCui T J 2014 Scientific Reports 5 8165
19Liu X YZhao J MJiang TFeng Y J2014Proceeding of 2014 IEEE International Wireless Symposium (IWS)March 24–26, 2014Xi’an, China231
20Zhu LSun SMenzel W 2005 IEEE Microw. Wireless Compon. Lett. 15 796
21Liu X YFeng Y JZhu BZhao J MJiang T 2013 Opt. Exp. 21 31155
22Zhang SZhu L 2013 IEEE Trans. Microwave Theory Tech. 61 1812